Holding(s) in the Company
| For filings with the FCA include the annex | ||
| For filings with issuer exclude the annex | ||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | ||
| 1.Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Aukett Swanke Group plc | ||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||
| An acquisition or disposal of voting rights | X | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
| An event changing the breakdown of voting rights | |||
| Other (please specify):
|
New ordinary shares issued | ||
| 3. Full name of person(s) subject to the notification obligation: iii | Broadwalk Asset Management LLP | |
| 4. Full name of shareholder(s)
(if different from 3.): iv |
Broadwalk Select Services Fund Limited | |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 07/09/2015 | |
| 6. Date on which issuer notified: | 08/09/2015 | |
| 7. Threshold(s) that is/are crossed or reached: vi, vii | 3% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares
|
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| GB0000617950 | 2,617,000 | 0 | 5,317,000 | 3.22% | |||
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted.
|
% of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx
|
|
| Nominal | Delta
|
|||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 5,317,000 | 3.22% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
|
The ordinary shares are held by Broadwalk Select Services Fund Ltd. Broadwalk Asset Management LLP is the investment manager of Broadwalk Select Services Fund Ltd and exercises the voting rights on its behalf.
|
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: | |
| 13. Additional information: | Broadwalk Asset Management LLP |
| 14. Contact name: | Shaun Taulbut |
| 15. Contact telephone number: | 020 7127 4167 |